Regulators

The regulatory research topic covers all aspects of the regulatory environment governing the Chinese investment management industry. This includes detailed coverage of regulatory bodies and their evolving scope of oversight, key policy changes and subsequent market impact, demonstrated trends, and forward-looking outlook of expected developments.

Examples of the various regulatory bodies and corresponding sectors include the CSRC (brokerages & securities firms, fund management companies), CBRC (banks, trusts, and by extension private fund managers), CIRC (insurance firms), SAFE (foreign exchange), NDRC (economic development, e.g. private equity) and MOHRSS (pension and retirement), among others.

Same Sheriff, New Guns: Proposed Changes to the Fund Law
March 2011

Restraining Order: CBRC to Check Bancassurance Practices
November 2010

Un-tempo: A Faster Operating Environment for Fund Managers
November 2010 

Seismic Activity: Insurers Set to Enter the Mutual Fund Business
February 2010

*All documents are historical and for reference only, and therefore should be not used by firms to formulate contemporary strategy.